SBICAP Trustee Company Limited (the “Company”) is registered with the Securities and Exchange Board of India (SEBI) as a Debenture Trustee under the SEBI (Debenture Trustees) Regulations, 1993.
The Company provides certain trustee and related services which fall within the regulatory purview of SEBI. These services are governed by applicable SEBI regulations and guidelines.
The Company also provides certain services which do not fall under the regulatory purview of SEBI. Accordingly, none of the SEBI investor protection mechanisms shall be available for any grievances or disputes arising out of or pertaining to such non-SEBI regulated services.
Stakeholders are advised to take note of the nature of services being availed and the applicable regulatory framework.
SEBI Regulated Services
The following services provided by the Company are regulated by SEBI:
- Debenture / Bond Trustee for Issuance of Listed Debt Securities
- Trustee services to Alternative Investment Funds (AIFs)
These services are governed by applicable SEBI regulations and circulars.
Non-SEBI Regulated Services
The following services provided by the Company do not fall under the regulatory purview of SEBI:
- Security Trustee
- Security Agent
- Share Pledge Trustee
- Debenture / Bond Trustee for Unlisted Debt Securities
- Escrow Trustee
- Safe Keeper / Custodian of Documents
- Securitisation Transactions (Direct Assignment / Unlisted PTC)
- Facility Agent
- MyWill Services
- ESOP
- Virtual Data Room (VDR) Services
- Ancillary Services
For the above services, SEBI investor protection mechanisms, including grievance redressal mechanisms available under SEBI regulations, shall not apply.
“SBICAP Trustee Company Limited (STCL) or any of its representative never sends you email/SMS or calls you over phone to get your personal information, password or one time password (OTP). Any such e-mail/SMS or phone call is an attempt to fraudulently divert and divulge information from you. Never respond to such email/SMS or phone call”.
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